Wealth Management Compliance Officer - Associate - Dubai

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دائم
دوام كامل

قبل 20 يوم

Job Category: AssociateJob Description:Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. From global financial centers to important developing markets, Global Compliance professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately pursue global market opportunities. Global Compliance is organized broadly into divisional compliance groups and centralized compliance groups. This role supports the growing Wealth Management Business unit in the MENA region.OUR IMPACT:Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.HOW YOU WILL FULFILL YOUR POTENTIAL

Provide advice to the business on live queries and/or transactions
Conducting trading and suitability reviews
Development and implementation of compliance-related policies and procedures
Providing review and sign-off of marketing materials prepared for distribution to clients / prospects
Managing compliance-led projects and representing PWM Divisional Compliance on Firmwide and cross regional projects and working groups
Impact analysis and implementation of regulatory changes affecting the PWM business
Develop and deliver training for business personnel

SKILLS & EXPERIENCE WE'RE LOOKING FORBASIC QUALIFICATIONS

University degree and/or professional compliance / financial services qualification
3+ years' compliance or other relevant financial services experience. Private wealth management / retail client experience preferred.
Adequate knowledge of MENA regulatory environment and local rules
Any knowledge of other international regulatory regimes an advantage
Experience of conducting trade surveillance or equivalent monitoring activity
Good interpersonal skills and effective written/oral communication skills.
Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment
Attention to detail
Ability to handle multiple tasks and work under pressure
Team player
As a minimum, good proficiency in Microsoft Excel, Power Point and Wor

ABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html© The Goldman Sachs Group, Inc., 2025. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Goldman Sachs

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